Featured Links

Listed below are links to web sites that may be of interest to you. Feel free to visit these web sites.

  • Cetera Advisor Networks LLC - Cetera Advisor Networks LLC
  • Financial Industry Regulatory Agency (FINRA) - Learn about investing and how to build your financial knowledge. The Financial Industry Regulatory Agency (FINRA) offer articles, interactive tools, alerts and other resources that help you protect yourself.
  • Securities Investor Protection Corporation (SIPC) - The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. All other so-called "street name" securities are distributed on a pro rata basis. At the same time, funds from the SIPC reserve are available to satisfy the remaining claims of each customer up to a maximum of $500,000. This figure includes a maximum of $100,000 on claims for cash. Recovered funds are used to pay investors whose claims exceed SIPC's protection limit of $500,000. SIPC often draws down its reserve to aid investors.
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